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1718026 Vol 9 · Issue 11 Download Paper

Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project

Kumaresh Mondal Ajay Kumar Gupta

Subject area: Science,Engineering and Technology  ·  Area of research: Health Safety & Environment

DOI: https://doi.org/10.64388/IREV9I11-1718026

Abstract

Highway construction projects involve high-risk work environments due to simultaneous operations, interactions between moving equipment and personnel, fluctuating ground conditions, and time-sensitive pressures. Construction machinery poses significant HSE risks including high energy movements, rotating components, lifting operations, and maintenance activities, with hazards such as being struck by or caught in between, entanglement, electrical hazards, and fire and explosion risks, along with dust, noise, vibration, and ergonomic exposures. This dissertation presents a Risk-Based HSE Assurance Framework for the NH‑31D road project, focusing on hazard identification, risk prioritization, controls, verification, and continuous improvement across equipment lifecycle stages. The framework integrates HIRA, hierarchy of controls, work authorization, and energy isolation supported by Equipment Fitness Assurance (Green Card), PTW, and LOTO. Safeguards, inspections, audits, and corrective measures act as verifiable controls. The framework improves equipment availability, utilization, and effectiveness of HSE controls while enhancing prevention and compliance.

Keywords

Construction plant and equipment, HIRA, HSE assurance, LOTO, PTW

References

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[16] Ecesis, ISO 45001 Clause 9.1: Monitoring, Measurement, Analysis and Performance Evaluation, Guidance Document, 2026.

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[18] Red-on-line, ISO 45001:2018 Clause 9 ‘Performance Evaluation’ — Monitoring, Measurement, Analysis and Evaluation, Guidance Document, 2025.

[19] D. D. Gransberg, C. M. Popescu, and R. C. Ryan, Construction Equipment Management for Engineers, Estimators, and Owners, 1st ed., CRC Press, Boca Raton, 2006.

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How to cite this paper

Kumaresh Mondal, Ajay Kumar Gupta "Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project" Iconic Research And Engineering Journals Volume 9 Issue 11 2026 Page 3157-3165 https://doi.org/10.64388/IREV9I11-1718026
Kumaresh Mondal, Ajay Kumar Gupta "Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project" Iconic Research And Engineering Journals, vol. 9, no. 11, May. 2026, doi: https://doi.org/10.64388/IREV9I11-1718026
Kumaresh Mondal, Ajay Kumar Gupta (2026). Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project. Iconic Research And Engineering Journals, 9(11). doi: https://doi.org/10.64388/IREV9I11-1718026
Kumaresh Mondal, Ajay Kumar Gupta "Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project" Iconic Research And Engineering Journals, vol. 9, no. 11, May. 2026. Crossref, https://doi.org/10.64388/IREV9I11-1718026
@article{1718026,
      author = {Kumaresh Mondal, Ajay Kumar Gupta},
      title = {Risk‑Based HSE Assurance Framework for Construction Plant & Equipment: A Case Study of NH‑31D Road Project},
      journal = {Iconic Research And Engineering Journals},
      year = {2026},
      volume = {9},
      number = {11},
      pages = {3157-3165},
      issn = {2456-8880},
      url = {https://www.irejournals.com/formatedpaper/1718026.pdf},
      abstract = {Highway construction projects involve high-risk work environments due to simultaneous operations, interactions between moving equipment and personnel, fluctuating ground conditions, and time-sensitive pressures. Construction machinery poses significant HSE risks including high energy movements, rotating components, lifting operations, and maintenance activities, with hazards such as being struck by or caught in between, entanglement, electrical hazards, and fire and explosion risks, along with dust, noise, vibration, and ergonomic exposures. This dissertation presents a Risk-Based HSE Assurance Framework for the NH‑31D road project, focusing on hazard identification, risk prioritization, controls, verification, and continuous improvement across equipment lifecycle stages. The framework integrates HIRA, hierarchy of controls, work authorization, and energy isolation supported by Equipment Fitness Assurance (Green Card), PTW, and LOTO. Safeguards, inspections, audits, and corrective measures act as verifiable controls. The framework improves equipment availability, utilization, and effectiveness of HSE controls while enhancing prevention and compliance.},
      keywords = {Construction plant and equipment, HIRA, HSE assurance, LOTO, PTW},
      month = {May},
      doi = {https://doi.org/10.64388/IREV9I11-1718026}
  }